SEBI Manual ( 3 Volumes Set) 41st Edition July 2023 Taxmann

—–About The Author—–
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SEBI Manual (3 Volumes Set) Edition July 2023

—–Description——
This book is the most updated & amended compendium of the annotated text of the Acts/Rules/Regulations/Circulars/Master Circulars, etc., on SEBI & Securities Laws in India. The recent changes (from Nov. 2022 – June 2023) in SEBI & Securities Law include:
[Amendments in Act/Rules/Regulations]
– SEBI (Alternative Investment Funds) Regulation, 2012
– SEBI (Buy-Back of Securities) Regulation, 2018
– SEBI (Depositories and Participants) Regulations, 2018
– SEBI (Employees’ Service) Regulations, 2001
– SEBI (Foreign Portfolio Investors) Regulations, 2019
– SEBI (Infrastructure Investment Trusts) Regulations, 2014
– SEBI (Investor Protection and Education Fund) Regulation, 2009
– SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021
– SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
– SEBI (Listing Obligations and Disclosure Requirements) Regulation, 2015
– SEBI (Ombudsman) (Repeal) Regulation, 2023
– SEBI (Procedure for Board Meetings) Regulations, 2001
– SEBI (Real Estate Investment Trusts) Regulation, 2014
– SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
– SEBI (Settlement Proceedings) Regulations, 2018
– SEBI (Stock Brokers) Regulations, 1992
– SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
– SEBI Contracts (Regulation) Rules, 1957
– Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018
– Securities Contracts (Regulation) Act, 1956
– Securities Transaction Tax Rules, 2004
– Tribunal (Conditions of Service) Rules, 2021
[Updated/New Master Circulars]
– Master Circular for Custodians
– Master Circular for Electronic Gold Receipts (EGRs)
– Master Circular for Foreign Venture Capital Investors (FVCIs)
– Master Circular for Investment Advisers
– Master Circular for Issue and Listing of Non-Convertible Securities, Securitised Debt Instruments, Security
Receipts, Municipal Debt Securities and Commercial Paper [Updated as of 7-7-2023]
– Master Circular for Issue of Capital and Disclosure Requirements
– Master Circular for Mutual Funds
– Master Circular for Portfolio Managers
– Master Circular for Registrars to an Issue and Share Transfer Agents
– Master Circular for Research Analysts
– Master Circular for SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (Takeover
Regulations)
– Master Circular for Stock Brokers
– Master Circular on:
– Scheme of Arrangement by Listed Entities
– Relaxation under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957
– Master Circular on AML/CFT
– Master Circular on Surveillance of Securities Market
– ———The coverage of this book includes:——–
– SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (as amended up to date) with Master
Circular for Issue of Capital and Disclosure Requirements
– SEBI Act, 1992 (as amended up to date) with SEBI Notifications
– Securities Contracts (Regulations) Act, 1956 (as amended up to date) with Securities Contracts (Regulation)
Rules, 1957, 3+ Rules/Regulations & Clarifications
– 70+ SEBI Rules/Regulations, 630+ Circulars/Notifications/Press Notes from 1992 onwards till 2023, 25+ Master
Circulars from 2010 onwards till 2023, and 3+ Operational Circulars from 2020 onwards till 2023.
– SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) with
Clarifications & Listing Agreements for Indian Depository Receipts and Master Circular for Issue of Listing of
Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and
Commercial Paper
What sets this book apart is the Circulars amending/Clarifying the primary Circular are given together to give
a complete picture.
(The Present Publication is the 41st Edition & amended up to 15th June 2023. This book is edited by Taxmann’s Editorial Board. The contents of the book are as follows:)
SEBI Act, 1992
Securities Contracts (Regulations) Act, 1956 with Rules & Regulations
SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
SEBI Rules, Regulations and Guidelines

– Accredited Investors
– Alternative Investment Funds
– Bankers to an Issue
– Buy-Back of Securities
– Bilateral Netting of Qualified Financial Contract
– Buy-back of Securities
– Certification of Associated Persons in Securities Market
– Collective Investment Scheme
– Credit Rating Agency
– Commodity Derivatives
– Custodian
– Debenture Trustees
– Debt Securities – Issue and Listing of
– Delisting of Securities
– Depositories
– Depository Receipts Scheme, 2014
– Derivatives
– Development Financial Institutions
– Disclosure Standards for Corporates
– Employee Benefits Share Based and Sweat Equity
– EURO Issue and Other Guidelines
– Foreign Portfolio Investors/Foreign Venture Capital Investors
– Informal Guidance
– Infrastructure Investment Trusts
– Insider Trading, Prohibition of
– Intermediaries
– International Financial Services Centers
– Investment Advisers
– Investor Protection
– Interest Liability Regularisation
– Know your Client Registration Agency & Know your Client
– Lead Managers
– Market Makers
– Merchant Bankers
– Money Laundering
– Mutual Funds
– Non-Convertible Redeemable Preference Shares, Issue and Listing of
– Offer Documents
– Ombudsman
– Portfolio Manager
– Real Estate Investment Trusts
– Refund to Investors
– Registrar to an Issue/Share Transfer Agents
– Regulated Entities
– Research Analyst/Proxy Advisors
– Sandbox
– SEBI Nominee Directors
– Securities Appellate Tribunal
– Securities Lending & Borrowing
– Securities Transaction Tax
– Securitised Debt Instruments/Security Receipt, Issue and Listing of
– Self Regulatory Organisation
– Settlement of Administrative and Civil Proceedings
– Stock Broker and Stock Exchanges
– Takeover Regulations
– Underwriters
– Unfair Trade Practices
– Vanishing Companies
– Vault Manager
– Other Rules & Regulations
– Application Supported by Blocked Amount Process (ASBA)
– Listing Obligations and Disclosure Requirements